EQUITY MARKETS CFSG 413

If a company wants to list in the Small & Medium Enterprise (SME) platform, then the paid up capital should be less than

• ₹25 Crores.

• ₹15 Crores.

• ₹50 Crores

• ₹5 Crores.

As per SEBI Guidelines, an issuer company should complete the formalities for trading at all the stock exchanges where the securities are to be listed within how many working days of finalization of the basis of allotment.

• 10 working days

• 30 woking days

• 7 working days

• 15 working days.

Companies making public/rights issues are required to deposit How much percent of the issue amount with the Designated Stock Exchange as a security deposit before the issue opens.

• a) 1 %

• b) 5%

• c) 20%

• d) None of the above

Who provides the Cash Management Services (CMS) - Collection of Listing Fees for BSE.?

• ICICI

• NSDL

• HDFC

• SBI

As per the SEBI (Delisting of Equity Shares) Regulations, 2015 what is the minimum and maximum number of days for which the bidding period can be open?

• a) Minimum 3 and maximum 5

• b) Minimum 3 and maximum 10

• c) Minimum 3 and maximum 15

• d) None of the above

. Exit opportunity is not given in which type of voluntary delisting ?

• a) Voluntary delisting from all stock exchanges

• b) Voluntary delisting from some exchange but remains listed in some .

• c) Voluntary delisting in case of small companies.

• d) None of the above.

Debt market is the market for 

• Fixed income securities

• variable income securities

• hybrid securities

• Convertible securities

A financial professional who executes orders in the market on behalf of clients.

• Portfolio managers

• Market makers

• Custodian

• Stockbrokers

Dematerialization is ...............

• a) conversion of physical securities into electronic form

• b) conversion of share certificate into share warrant

• c) conversion of shares into stock

Depository facilitates ...............

• a) safe keeping of securities

• b) safe keeping of money

• c) safe keeping of valuable documents money