FIN552 Chapter 1 Quiz

Which is not a financial asset?

• Shares

• Land

• Unit Trust

• Bond

Real assets are physical assets that have value due to their substance and properties.

• True

• False

INDIRECT SECURITES : Involve third party to manage securities

• True

• False

2 types of Financial Market are

• Main Market

• Secondary Market

• ACE Market

• Primary Market

Primary Market is divided into two which are

• Main Market

• ACE Market

• IPO

• Seasoned Issue

IPO involves the buying and selling of shares and bonds from one investor to another.

• True

• False

In an IPO, firms must provide a __________ (10 alphabets) to the public

Intermediaries of primary market are ​ ​ (a)   while intermediaries of secondary market are ​ (b)   .

• underwriters
• brokers

The FTSE Bursa Malaysia KLCI comprises the largest __ companies listed on the Main Board by full market capitalization that meet the eligibility requirements of the FTSE Bursa Malaysia Ground Rules.

• 30

• 50

• 70

• 100

Below are some of the roles of securities commission except:-

• Encouraging self-regulation

• Approving authority for corporate bond issues

• Take up any shares not fully subscribed by investors

• Supervising exchanges, clearing houses and central depositories