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WorksheetsManagement of Financial Services - 1
Total questions: 25
Worksheet time: 25mins
The process of managing the sales ledger of a client by a financial service company
is called _____________.
Forfeiting
Factoring
Leasing
Securitization of debt
Find the odd one out
Commercial Paper
Share certificate
Certificate of Deposit
Treasury Bill.
Non-banking companies should compulsorily get credit rating for their _________.
capital market instruments
money market instruments
debt market instruments
none of these
The important goal of the financial service industry is to mobilise and allocate _________.
Saving
Sales
Purchase
All the above
To regulate the securities market and to protect the investor's interest ________ has
been created by the Government of India.
SBI
SEBI
RBI
RRB
Underwriting of shares by a financial intermediary is a kind of ___________ activity.
Cash Based
Fund Based
Time Based
All of these
Loan syndication refers to getting _______ for projects from consortium.
Term Loan
Gold Loan
Cash Loan
House Loan
The minimum net worth for the first category of merchant banker is Rs. _______ .
1 Crore
2 Crore
3 Crore
5 Crore
The lead merchant banker under category shall accept a minimum underwriting
of __________ percentage.
5%
2%
8%
20%
The term ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐ refers financial investment in a highly risky and growth oriented venture with the objective of earning a high rate of return.
Venture Capital
Merchant Banking
Leasing
None of these
Which of the following is not a fee‐based financial service?
Corporate counseling
Lease financing
Profit management
Issue management.
‐‐‐‐‐‐ is the opinion of the rating agency on the relative ability and willingness of the issuer of debt instrument to meet the debt service obligations as and when they arise.
Rating by merchant banker
Credit rating
Merit rating
Operating feed back.
Discounting of bills of exchange is an attractive ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐ based financial service provided by the finance companies.
Fee
Fund
Opinion
Capital
‐‐‐‐‐‐‐‐‐‐‐‐‐‐ is a financial intermediary who helps to mobilize and transfer capital from those who possess it to those who need it.
Lease finance
Venture capital
Merchant banker
Hire purchaser
Pre‐issue management activities include:‐____________
Lead manager
Underwriting
Overall supervision
All of these
R O C stands for ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐.
Registrar of companies
Registered companies
Registrar of consulter
Registrar of capital.
Merchant banker shall not associate with any business other than that of the securities market.
False
True
None of these
All of these
The maximum number of lead merchant bankers that can be appointed in the case the issue exceeds Rs.100crore less than Rs.200crore is ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐.
2
3
4
5
‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐ includes all asset based financing plans offered to individuals to help them acquire durable consumer goods.
Trade Credit
Cash Credit
Hire Purchase
Consumer Credit
Category 1 merchant bankers can act as .
(a) (b) (c) (d)
Only as advisor
Underwriter
Consultant
All issue management functions.
.___________ security is known as variable income security.
Debentures
Preferred Stock
Bond
Equity Shares
Foreign Exchange Transections are regulated, monitored & controlled by ___________
RBI
FEMA
Treasury
All the above
SEBI stands for ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐.
Securities Exchange Board of India
Stock Exchange Board of India
Securities and Exchange Board of India
None of the Above
_____________________ is/are not known as financial assets.
Bonds
Preferred Stocks
Patents
Ordinary Stocks
Working Capital Management is concerned with _____________________
Only Current Assets
Only Current Liabilities
Short Term Assets & Liabilities Both
Non - Current Liabilities
