wayground logo

Free Printable Worksheets

Font size

S
M
L
XL
Worksheets

Management of Financial Services - 1

Total questions: 25

Worksheet time: 25mins

Name
Class
Date
1.

The process of managing the sales ledger of a client by a financial service company

is called _____________.

a)

Forfeiting

b)

Factoring

c)

Leasing

d)

Securitization of debt

2.

Find the odd one out

a)

Commercial Paper

b)

Share certificate

c)

Certificate of Deposit

d)

Treasury Bill.

3.

Non-banking companies should compulsorily get credit rating for their _________.

a)

capital market instruments

b)

money market instruments

c)

debt market instruments

d)

none of these

4.

The important goal of the financial service industry is to mobilise and allocate _________.

a)

Saving

b)

Sales

c)

Purchase

d)

All the above

5.

To regulate the securities market and to protect the investor's interest ________ has

been created by the Government of India.

a)

SBI

b)

SEBI

c)

RBI

d)

RRB

6.

Underwriting of shares by a financial intermediary is a kind of ___________ activity.

a)

Cash Based

b)

Fund Based

c)

Time Based

d)

All of these

7.

Loan syndication refers to getting _______ for projects from consortium.

a)

Term Loan

b)

Gold Loan

c)

Cash Loan

d)

House Loan

8.

The minimum net worth for the first category of merchant banker is Rs. _______ .

a)

1 Crore

b)

2 Crore

c)

3 Crore

d)

5 Crore

9.

The lead merchant banker under category shall accept a minimum underwriting

of __________ percentage.

a)

5%

b)

2%

c)

8%

d)

20%

10.

The term ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐ refers financial investment in a highly risky and growth oriented venture with the objective of earning a high rate of return.

a)

Venture Capital

b)

Merchant Banking

c)

Leasing

d)

None of these

11.

Which of the following is not a fee‐based financial service?

a)

Corporate counseling

b)

Lease financing

c)

Profit management

d)

Issue management.

12.

‐‐‐‐‐‐ is the opinion of the rating agency on the relative ability and willingness of the issuer of debt instrument to meet the debt service obligations as and when they arise.

a)

Rating by merchant banker

b)

Credit rating

c)

Merit rating

d)

Operating feed back.

13.

Discounting of bills of exchange is an attractive ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐ based financial service provided by the finance companies.

a)

Fee

b)

Fund

c)

Opinion

d)

Capital

14.

‐‐‐‐‐‐‐‐‐‐‐‐‐‐ is a financial intermediary who helps to mobilize and transfer capital from those who possess it to those who need it.

a)

Lease finance

b)

Venture capital

c)

Merchant banker

d)

Hire purchaser

15.

Pre‐issue management activities include:‐____________

a)

Lead manager

b)

Underwriting

c)

Overall supervision

d)

All of these

16.

R O C stands for ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐.

a)

Registrar of companies

b)

Registered companies

c)

Registrar of consulter

d)

Registrar of capital.

17.

Merchant banker shall not associate with any business other than that of the securities market.

a)

False

b)

True

c)

None of these

d)

All of these

18.

The maximum number of lead merchant bankers that can be appointed in the case the issue exceeds Rs.100crore less than Rs.200crore is ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐.

a)

2

b)

3

c)

4

d)

5

19.

‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐ includes all asset based financing plans offered to individuals to help them acquire durable consumer goods.

a)

Trade Credit

b)

Cash Credit

c)

Hire Purchase

d)

Consumer Credit

20.

Category 1 merchant bankers can act as .

(a) (b) (c) (d)

a)

Only as advisor

b)

Underwriter

c)

Consultant

d)

All issue management functions.

21.

.___________ security is known as variable income security.

a)

Debentures

b)

Preferred Stock

c)

Bond

d)

Equity Shares

22.

Foreign Exchange Transections are regulated, monitored & controlled by ___________

a)

RBI

b)

FEMA

c)

Treasury

d)

All the above

23.

SEBI stands for ‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐‐.

a)

Securities Exchange Board of India

b)

Stock Exchange Board of India

c)

Securities and Exchange Board of India

d)

None of the Above

24.

_____________________ is/are not known as financial assets.

a)

Bonds

b)

Preferred Stocks

c)

Patents

d)

Ordinary Stocks

25.

Working Capital Management is concerned with _____________________

a)

Only Current Assets

b)

Only Current Liabilities

c)

Short Term Assets & Liabilities Both

d)

Non - Current Liabilities