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2020 CIPP/US Week 1

Total questions: 25

Worksheet time: 25mins

Name
Class
Date
1.

This branch of government can sign or veto laws and appoints judges

a)

Executive

b)

Legislative

c)

Judicial

2.

Congress may delegate powers to federal agencies

a)

True

b)

False

3.

Federal branch of government that makes laws

a)

Executive

b)

Legislative

c)

Judicial

4.

The highest U.S. federal court

-also known as the "Highest Court of the Land"

-limited jurisdiction

-9 justices

a)

Supreme Court

b)

Court of Appeal

c)

Circuit Court

d)

District Court

e)

Court of Federal Claims

5.

Federal court that has

-assigned cases from lower district courts

-12 regional circuits

-not trial courts

a)

Supreme Court

b)

Circuit Court of Appeal

c)

US Tax Court

d)

District Court

e)

Court of Federal Claims

6.

Lowest federal court

-assigned to a circuit

-no appellate jurisdiction

a)

Supreme Court

b)

Circuit Court of Appeal

c)

US Tax Court

d)

District Court

e)

Court of Federal Claims

7.

Laws based on judges final court decisions

(a)  

8.

Legal principles that have developed over time in judicial cases

a)

common laws

b)

regulations

c)

legislation

d)

the Constitution

9.

Consent Decree is (select all that apply)

a)

common laws and principals developed over time

b)

judgement entered by consent of parties and approved by a judge

c)

targeted at singular activities

d)

specific to CAN-SPAM only

e)

agreement by defendant to stop alleged illegal activity but does not admit guilt/wrong doing

10.

Which is the best description of the U.S. legal concept of "preemption"?

a)

States are prevented by federal law from passing any laws that regulate financial privacy.

b)

The superior government has the right to supersede the lesser government’s laws.

c)

State laws supersede federal law in certain areas such as marketing.

d)

The EU General Data Protection Regulation (GDPR) takes precedence over U.S. law, federal or state.

11.

Each of the following are considered acceptable reasons for sharing records of U.S. employees with third parties without obtaining the consent of the employees EXCEPT:

a)

Test marketing the company's new products.

b)

Determining legal standing or citizen status.

c)

Planning for employee retirement.

d)

Underwriting group insurance policies.

12.

What is the primary basis of common law?

a)

Statutes enacted by legislative bodies.

b)

Legal precedent and social customs.

c)

Laws guaranteed by the Constitution of the United States of America.

d)

Regulations that are promulgated by state and federal agencies.

13.

Which federal agency has specific statutory responsibility for issues such as children's privacy online and commercial email marketing?

a)

Securities and Exchange Commission.

b)

Consumer Financial Protection Bureau.

c)

Department of Justice.

d)

Federal Trade Commission.

14.

Each of the following are examples of self-regulation and enforcement of privacy protections for U.S.-based companies EXCEPT:

a)

A company chooses to adopt and follow an industry code of conduct and the Federal Trade Commission (FTC) brings a Section 5 FTC Act enforcement action for failing to comply.

b)

A hospital fails to provide a detailed privacy notice to its patients at the first service date, resulting in a Health and Human Services (HHS), Office of Civil Rights enforcement action.

c)

A merchant accepts credit card payments and adopts the PCI Security Standards Council rules, then faces fines and exclusion from major payment card systems for failing to comply.

d)

An online advertiser’s Digital Advertising Alliance (DAA) membership is revoked and it is reported to the FTC by the Association of National Advertisers (ANA) for failure to comply with its own privacy policy.

15.

Which of these conditions are optional to satisfy the Right to Financial Privacy Act requirements for disclosure of individual records by financial institutions? (Select all that apply)

a)

Financial records are reasonably described

b)

Customer authorizes access

c)

an appropriate judicial subpoena

d)

A search warrant

16.

What are the classes/categories of Privacy?

a)

There are 4 classes:

Information

Personal

Territorial

Communications

b)

There are 5 classes:

Information

Bodily

Financial

Territorial

Communications

c)

There are 4 classes:

Information

Bodily

Territorial

Communications

d)

There are 3 classes:

Information

Bodily

Financial

e)

There are 4 classes:

Information

Health

Financial

Communications

17.

What is the role of a U.S.-based software-as-a-service provider that stores employee personal data for a global company headquartered in the U.S. with subsidiaries in the EU?

a)

data controller

b)

data owner

c)

data processor

d)

data subject

18.

Which agency outside of the Federal Trade Commission

and Federal Communications Commission is most likely to enforce privacy for a medical research company?

a)

Department of Health and Human Services

b)

Department of Transportation

c)

Office of Comptroller of the Currency

d)

Department of Commerce

19.

When would the Health Insurance Portability and Accountability Act privacy rule be least relevant?

a)

Health savings account statements

b)

when doctors are not involved

c)

patients underaged with parental consent

d)

when the data is de-identified

20.

An online company is in the process of developing its privacy policy and code. When customers place orders for delivery with their personal information they are provided a link explaining the code is being developed. What Fair Information Practice is most likely violated?

a)

Choice

b)

Notice

c)

Consent

d)

Access

e)

Collection

21.

Which of the following may be classified as an unfair trade practice by the FTC?

a)

A website’s privacy notice clearly states that it will not encrypt sensitive personal information, and the website does not in fact encrypt the data

b)

A company's employee records are hacked and they do not notify the state AG as required

c)

An organization promises to honor opt-out requests within 10 days but fails to honor opt-out requests

d)

A US federally insured bank does not comply GLBA.

22.

The PRIMARY enforcer of the HIPAA Privacy rule and can assess civil monetary penalties?

a)

Federal Communications Commission

b)

HHS Office for Civil Rights

c)

State Attorney General

d)

US Department of Justice

23.

The following are all examples of NPI except:

a)

Account numbers

b)

gender

c)

name

d)

telephone number

e)

sales price

24.

Public records and publicly available information are both provided by the government and available on the internet

a)

True

b)

False

25.

Per the text: organization life cycles should include

a)

Notice, collection, use and retention, disclosure

b)

Collection, use and retention, disclosure

c)

Notice, collection, use and retention, disclosure, monitoring and enforcement

d)

Notice, collection, use and retention, management