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SFRP August 2023 Knowledge Check

Total questions: 10

Worksheet time: 3hrs 30mins

Name
Class
Date
1.

What are the attendance impactful dates for August?

a)

08/01, 08/08

b)

08/05, 08/12

c)

None

d)

08/12, 08/26

2.

A Payroll Representative can call in and obtain information even if their name is not on the account

a)

True

b)

False

3.

Callers are not to be directed to FTB (Franchise Tax Board) unless they are calling about any of the below acceptable circumstances:

a)

ER already took action but received notice anyway.

b)

ER has specific questions on how to pay the penalty

c)

ER wants to exempt but does not offer another qualified retirement plan.

d)

ER has specific questions on how to appeal the penalty notice.

4.

Program fees should always be disclosed when processing distributions.

a)

True

b)

False

5.

3rd party calls in without Saver for check verification:

a)

Rep can assist 3rd party as long as provides only information about the check. Check information is not considered account information.

b)

EE must be able to get into the line to be authenticated and give one-time permission to disclose information at the time of the call.

c)

Rep can advise 3rd party to call back with Saver on the line or when present at the site.

d)

As long as 3rd party can provide 3 pieces of information and get authenticated, any information can be provided in this particular case.

6.

Rollover/transfer out checks should only have the other institution’s name as payee and not “FBO account owners”:

a)

True

b)

False

7.

If a CA ER has EE in CA and out of the State:

a)

Only EEs  who live in CA and receive CA wages need to be added.

b)

Out of State EEs can be

added as well.

c)

Only EEs that are reported in CA and receive CA wages need to be added.

d)

Only EEs that live in

CA can be added.

8.

ER compliance talking points can be found in Panviva:

a)

False

b)

True

9.

Non-compliance notices were recently sent to:

a)

CA Wave 3

b)

CA Wave 1

c)

Wave 2022

d)

Wave 2023

10.

What is the reason some check cashing places feel they can't cash a distribution check?

a)

It is drawn from an ZBA account.

b)

Many times tellers aren't familiar with this type of account and need to

speak to a banker or manager.

c)

ZBA accounts are a way companies prevent fraud.