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Teller Assessment

Total questions: 64

Worksheet time: 2hrs 7mins

Name
Class
Date
1.

What are common checks we place on hold?

a)

Personal Checks over $500

b)

Insurance Checks

c)

Credit Card Checks

d)

Non-Member Checks

e)

All Of The Above

2.

Where can you see if an account has Overdraft Protection?

a)

Relationship Profile > Pre-Authorized Tab

b)

Relationship Profile > Agreements Tab

c)

Relationship Profile > Inquiries > Balance History

d)

Relationship Profile > At A Glance Tab

3.

What type of transaction requires a BSA entry?

a)

A member brought in $1,500 in cash to purchase a Gift Card

b)

A member is wants to purchase a Money Order from their Account for $5,000

c)

A member brought in $3,500 in cash to purchase a Cashiers Check

d)

A member wants to withdrawal $10,000 in cash

4.

If a person is making a deposit or loan payment for a member and they are not on the account, does a Person Record need to be created?

a)

Yes

b)

No

5.

How should a check be endorsed before accepting in?

a)

First and Last Name

b)

However the member usually signs

c)

Exactly the way it is made payable.

d)

The same way they signed Drivers License

6.

What type of identification is required for a withdrawal, transfer or cash back?

a)

Valid Driver's License/ID

b)

Unexpired Passport

c)

Signature Card

d)

Unexpired government issued identification card with picture

e)

All Of The Above

7.

How do you know if a person is a Joint Owner on an account?

a)

The role will show Non-Tax Signator

b)

The role will show Payable on Death

c)

The role will show Non-Tax Owner

d)

The role will show Tax Reported Owner

8.

What areas of a check should you verify before accepting it?

a)

Date, Written and Numerical Amounts, Payee, Signature, Routing Number, Check Number, and Endorsement

b)

Date, Numerical Amount, Payee, Routing Number, Check Number, and Endorsement

c)

Date, Written Amounts, Signature, Routing Number, and Endorsement

d)

None of the Above

9.

When can employees process a transaction on their own account?

a)

When they ask permission

b)

With Supervisor approval

c)

Never

d)

Answer choice 1 and 2 are correct

10.

When making a deposit with a check and it is not endorsed and the member is not present, what should you do?

a)

Ask the Person in front of you to sign it

b)

Decline the Transaction

c)

Stamp it with the Credit Union Guaranteed Stamp

d)

Put it in the Vault and contact the member

11.

When a member is making a deposit or cashing a check and it is not endorsed what should you do?

a)

Decline the Transaction

b)

Ask them to sign it

c)

Deposit it only

d)

Stamp it with the Credit Union Guaranteed Stamp

12.

What is the process when taking a check that does not have a U.S. Routing Number?

a)

Deposit into the members account

b)

Deny the transaction

c)

Inform the member it is a collection item and can take 30 days to process with a potential fee. Make sure the check is endorsed, give the member a manual receipt and send the check to the Saratoga DT Supervisor.

d)

None of the Above.

13.

What are the cash limits in your teller drawer?

a)

15K Everyday

b)

10K Everyday

c)

5K Everyday

d)

20K Everyday

14.

Can we accept a check or check stub that has "Non-Negotiable" on it?

a)

Yes

b)

No

c)

Only with Supervisor Approval

15.

If a correction was made on an account after the member has left, should you send the member a receipt?

a)

No

b)

Yes

16.

What is the description in the Balance History if an ON-US check has cleared from another institution?

a)

The Check Number will show and description is "Check"

b)

The Check Number will show and description is "On-Us Check"

c)

The Check Number will show and description is "CoastLife Check"

d)

None of the Above

17.

What is the description in the Balance History if an ON-US check has cleared in house?

a)

The Check Number will show and description is "Check"

b)

The Check Number will show and description is "On-Us Check"

c)

The Check Number will show and description is "Over Counter Check"

d)

The Check Number will show and description is "CoastLife Check"

18.

What is the description in the Balance History if a check has been returned?

a)

The Check Number will show and description is "Non-Sufficient Funds"

b)

The Check Number will show and description is "Returned Check"

c)

The description will show "Returned Check/Deposit Reversal - FED RETURNED"

d)

None of the Above

19.

When is it necessary to complete a CTR?

a)

When a member makes a withdrawal of $10,000.01 or more in cash

b)

When a member makes a deposit of $10,000.01 or more in cash

c)

When a member make a deposit at one branch for $6,000 at one branch and deposits $5,000 at another branch on the same day

d)

All of the Above

20.

When do funds get released for a Local (LO) Hold?

a)

$225 will release the next business day, and the rest of the funds will get released on the 7th business day

b)

$275 will release on the next business day, and the rest of the funds will get released on the 2nd business day

c)

$250 will release on the next business day, and the rest of the funds will get released on the 2nd business day

d)

None of the Above

21.

When do funds get released for a Combination (LI) Hold?

a)

$200 will release the next business day, $5,000 will get released on the 2nd business day, and the rest of the funds will get released on the 7th business day.

b)

$250 will release the next business day, $5,500 will get released on the 2nd business day, and the rest of the funds will get released on the 7th business day.

c)

$275 will release the next business day, $6,450 will get released on the 2nd business day, and the rest of the funds will get released on the 7th business day.

d)

None of the Above

22.

When do funds get released for an Extended (Ex) Hold?

a)

$275 will release on the next business day, and the rest of the funds will get released on the 7th business day

b)

$225 will release the next business day, $5,300 will get released on the 2nd business day, and the rest of the funds will get released on the 7th business day

c)

$250 will release on the next business day, and the rest of the funds will get released on the 7th business day

d)

None of the Above

23.

What is considered a post-dated check?

a)

A future dated check

b)

A check dated for more than 6 months

c)

A check dated for more than 12 months

d)

None of the above

24.

What is considered a stale-dated check?

a)

A future dated check

b)

A check dated longer than 6 months

c)

A check dated longer than 12 months

d)

None of the above

25.

Do we charge a check cashing fee? If so, what is the fee?

a)

No

b)

Yes, $3.00

c)

Yes, $5.00

d)

Only for Non-Members, $5.00

26.

Do you give cash back on a deposit or loan payoff if the member sends a "runner" or someone who is not on their account?

a)

Yes

b)

No

c)

Sometimes

27.

Can we deposit or cash a Non-Member check for a member if it is not endorsed?

a)

Yes

b)

No

c)

Sometimes

28.

Who is authorized to be in the Teller area?

a)

Only Tellers

b)

Any employee approved by a Supervisor

c)

Vendors approved by a Supervisor

d)

All of the Above

29.

What is the email address used when sending a Suspicious Activity Report?

30.

What are some examples of Suspicious Activies?

a)

Splitting funds to avoid automatic reporting to IRS

b)

Sending multiple wires to someone the member met online

c)

All of the Above

d)

Simultaneous transfer of funds to a group of members accounts from a third party

31.

What is the email address used when sending any form/question to the Loan Department?

32.

Is "plugging/force balancing" allowed?

a)

No

b)

Yes

c)

Sometimes

33.

Is it okay to borrow money from your cash drawer if you have a signed transaction slip in the drawer?

a)

Yes

b)

No

c)

If you're Supervisor approves

34.

What is the primary screen to search for a person record?

a)

Smart Search

b)

Relationship Profile

c)

Enhanced Search

d)

All of the Above

35.

When searching for a person, what information should you use to search for them?

a)

Social Security Number

b)

Phone Number

c)

First and Last Name

d)

Member Number

36.

Where are CoastLife's procedures located?

a)

The DNA Help Guide

b)

Share Drive > All Directories > DNA FSP Directory

c)

Share Drive > DNA > All Direcories

d)

Share Drive > Teller Dept

37.

What is the Fee for a Cashier's Check?

a)

$10.00

b)

$2.00

c)

$5.00

d)

$3.00

38.

What screen is used to buy/sell money to the vault or to another employee?

a)

Journal

b)

Multiple Transfers

c)

Transaction Express

d)

Cash Transfer

39.

IF DNA is Online, will you ever manually enter a check in Transaction Express?

a)

Yes

b)

No

c)

Sometimes

40.

Can a Payable on Death get information on an account?

a)

Yes

b)

No

c)

Only Sometimes

41.

If a member is making a loan payment more than the payment amount and they want the extra to go towards the principal, what option would you select when making the loan payment?

a)

Prepay

b)

Excess

42.

If a member is making a loan payment more than the payment amount and they want the extra to go towards their next payment, what option would you select when making the loan payment?

a)

Prepay

b)

Excess

43.

Should you be selecting a Transacting Person for all transactions?

a)

Yes

b)

No

c)

Only Sometimes

44.

When making a loan payment and there is a late fee attached, should you collect the fee at that time?

a)

Yes

b)

No

c)

Only Sometimes

45.

If a Joint Owner/Business Owner is present, how would you look up their Accounts?

a)

By the Primary Name/Business Name

b)

By the Joint Owner Name/Business Owner Name

c)

By Account Number

d)

By Member Number

46.

Where do you go to payoff a loan?

a)

Transaction Express

b)

Payoff through the Relationship Profile

c)

Multiple Transfers

d)

None of the Above

47.

If someone is trying to rob you, what would you do?

a)

Stay Calm, Activate the Alarm, Locate a Supervisor, Lock Cash Drawer, Write down observations on the robbery descriptions form

b)

Scream and Run Away after Activating the Alarm

c)

Try to Delay the Robber and/or Talk the Robber Out of the Situation

d)

Stay Calm, do as the robber asks, Activate the Alarm After the Robber Leaves, Locate a Supervisor, Lock Cash Drawer, Write Down Observations on the Robbery Description Form, and Notate the Direction of Escape and How

48.

A member would like $375 cash back.
What is the correct amount broken down?

a)

2 - 100s

1 - 50

2 - 20s

1 - 5

b)

7 - 50s

2 - 20s

2 - 5s

5 - 1s

c)

2 - 100s
2 - 50s

2 - 20s

3 - 10s

5 - 1s

d)

1 - 100

6 - 50s

2 - 10s

1 - 5

49.

Which Inquiry option would you use to view a member's Deposit account history?

a)

History Query

b)

Balance History

c)

Transaction History

d)

Average Balance Inquiry

50.

Which Inquiry option would you use to view a member's Loan account history?

a)

Balance History

b)

History Query

c)

Transaction History

d)

Extended Account History

51.

Which Transaction Type would be used first when conducting a cash advance?

a)

General Ledger

Receipt

b)

General Ledger

Disbursement

c)

Deposit

d)

Regular

Payment

52.

Who do you email a screenshot to have a gift card loaded?

a)

giftcards@mycoastlifecu.com

b)

cardload@mycoastlifecu.com

c)

giftcardqueens@mycoastlifecu.com

d)

cardqueens@coastlifecu.com

53.

At what times in the day are the Night Depository transactions pulled and processed?

a)

8am & 4pm

M-F

b)

9am & 3pm

M, W, F

c)

10am & 3pm

M-S

d)

8am & 3pm

M-F

54.

What is our routing number?

a)

314978543

b)

314978417

c)

314089681

d)

314978598

55.

How many loose bills are in a strap of 100's?

a)

10,000

b)

500

c)

100

d)

2,000

56.

True or False:

We accept MasterCard, Visa, American Express, and Discover cards for cash advances.

a)

True

b)

False

57.

True or False:
A Cashiers Check can be printed without a payee,

but a Money Order must have a payee printed on.

a)

True

b)

False

58.

What is the route to get to your Teller Journal?

a)

Services > Transactions > Teller > Journal

b)

Services > Relationships > Quick Inquiries > Activity

c)

Services > Transactions > Teller > Count Cash Drawer

d)

Services > Relationships > Quick Inquiries > History Query

59.

To apply a service charge to an account, where do you go?

a)

In Transaction Express, Select Account, then Withdraw fee

b)

Relationship Profile, Double click account, Monetary, Service Charge

c)

In Transaction Express, Select Account, Transaction Type, General Ledger Receipt

d)

None of the Above

60.

Should you close your drawer if you are over the drawer limit at the end of the day?

a)

Yes

b)

No

61.

From what company do we order checks for our members?

a)

Clarke American

b)

Harland

c)

Deluxe

d)

Liberty

62.

What is the website used to print statements at the member's request?

a)

Our website

b)

Bitstatement

c)

In DNA

d)

We don't print statements

63.

NCUA insures our member's up to how much?

a)

100,000

b)

200,000

c)

250,000

d)

500,000

64.

NCUA insures Joint Owner for up to $500,000?

a)

True

b)

False