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Practice Test Moody's Analytics

Total questions: 50

Worksheet time: 52mins

Name
Class
Date
1.

Based on these information: current secured INR 35,000 and current unsecured INR 20,000; non- current secured INR 75,000 and non-current unsecured INR 60,000, what is this company’s total amount of subordinated debt outstanding?

a)

INR 55,000

b)

INR 80,000

c)

INR 110,000

d)

INR 135,000

2.

What would describe a non-fund-based facility?

a)

A facility that is lower risk than a fund-based facility.

b)

A facility that may result in a funded obligation if the customer fails to settle any payments due.

c)

A credit facility that incurs a monetary obligation when draw down occurs.

d)

A facility that is similar to a fund-based facility in terms of how it is recorded in a bank’s books.

3.

How are surrounding businesses affected when an environment is dominated by two large employers?

a)

Neutral on sales and profitability.

b)

Loss of one of the employers creates high over all risk.

c)

Increased employment reduces the risk for theindustry.

d)

The impact is significant only if a catastrophic market down turn occurs.

4.

what type of capital investment is intangible and financial in nature?

a)

Applying for patents

b)

Developing new products.

c)

Listing securities on a stock exchange.

d)

Replacing existing plant and equipment.

5.

For how many days can an account remain continuously in excess of the sanctioned limit before it is considered out of order?

a)

30

b)

60

c)

90

d)

120

6.

which party enforces a bank guarantee in the event of default?

a)

Applicant

b)

Beneficiary

c)

Government

d)

Guarantor

7.

which factor will most likely reduce loss given default?

a)

Amount of the loan

b)

Duration of the loan

c)

Industry of the borrower

d)

Seniority of the loan

8.

During which implementation phase of deal structure is counsel instructed on documentation and covenant definition issues?

a)

Design

b)

Drawdown

c)

Monitoring

d)

Negotiation

9.

which is an example of an insurance covenant in a credit agreement?

a)

Prohibition on providing other creditors security over any assets

b)

Restriction on incurring new debt above a pre-determined amount

c)

Requirement to pay premiums on schedule to avoid a lapse of coverage.

d)

Obligation to submit security valuations performed by an independent appraiser.

10.

which financial trigger can be set up internally as an early signal of a borrower’s probability of default?

a)

Change in profit projections

b)

Change in ownership structure

c)

Unexpected change in dividend policy

d)

Emergence of new competitive entrants in the market

11.

what is the purpose of a letter of credit?

a)

To protect the bank from loss

b)

To facilitate trade

c)

To offer a security

d)

To guarantee performance

12.

what external factors outside of a business’s control can affect its liquidity levels?

a)

Credit and lending policy

b)

Facility and loan structure

c)

Industry and business risk

d)

Management and key persons’ risk

13.

which industry factor increases the need for a company to compete for a high volume of sales to remain profitable?

a)

High fixed costs

b)

Few competitors

c)

High switching costs

d)

Rapid demand growth

14.

which action might a company take when it is in the cash concern stage of financial distress?

a)

Selling vital assets

b)

Cancelling bonuses

c)

Laying off key employees

d)

Eliminating management positions

15.

what does a current ratio of 1.33 indicate about a company’s current assets?

a)

Current assets are less than net working capital

b)

Current assets are able to cover double the current liabilities

c)

Very few current assets have been funded from current liabilities

d)

A portion of current assets has been funded from long-term sources

16.

In which condition can a local business perform well while the local economy is in recession?

a)

Local competition is weak

b)

The business has a high profit margin

c)

The business sells high quality and durable products

d)

The local economy of business’s customers is thriving

17.

which is likely to be false of a company with a low gearing ratio?                                

a)

It has a high debt load

b)

It has high interest costs

c)

It has high repayment ability

d)

It has a high repayment obligation

18.

what information in a credit agency report can help a bank assess a company’s management integrity?

a)

Opinion about the company management

b)

Information about the financial performance

c)

How freely the management shares information

d)

Details on covenant compliance for the bank loans

19.

what is the starting point in the process of projecting a business’s financial performance?

a)

Evaluate economic factors

b)

Complete sensitivity analysis

c)

Project future values for the risk drivers

d)

Review historic levels of the risk drivers

20.

does the credit risk premium attributed to in the credit pricing process?

a)

The bank’s risk appetite

b)

Expected return on equity

c)

The bank’s growth strategy

d)

Losses incurred due to default

21.

At the beginning of the year, ZXV Inc. acquires computer equipment at a cost of INR 500,000. Using a 40% declining balance depreciation rate each year, what is the depreciation charge for this equipment in the second year?

a)

INR 120,000

b)

INR 180,000

c)

INR 20,0000

d)

INR 300,000

22.

which result of an increase in management risk will most negatively affect a company’s financial performance?

a)

Managers’ increased focus on their own compensation packages

b)

Managers fail to take timely or correct decisions that affect sales or costs

c)

Managers fail to take full advantage of favorable developments in the external environment

d)

Managers are less transparent in their dealings with external stakeholders, such asbanks

23.

what is the number of inventory days for a company with sales of INR 500,000, inventory of INR 60,000, and cost of goods sold /Cost of sales of INR 300,000 and trade receivables of INR 125,000?

a)

73

b)

152

c)

175

d)

219

24.

what is the primary reason for assessing a business’s financial performance before extending credit?

a)

To determine what a company’s key ratios are

b)

To determine how a business generates cashflow

c)

To determine how a company spends its free cashflow

d)

To determine why a business has achieved certain results

25.

What general inference can be made about a company that has positive cash flow from operations, and that is borrowing and investing?

a)

It is starting up

b)

It is closing down

c)

It is restructuring

d)

It is acquiring other companies

26.

What is the most effective measure of a business’s operating efficiency?

a)

Increase in sales

b)

Increase in profits

c)

Absolute level of operating expenses

d)

Trends in operating expenses as a percentage of sales

27.

A company that records the market value of its equipment on its balance sheet has not followed which accounting principle?

a)

Cost

b)

Matching

c)

Conservatism

d)

Going concern

28.

What test is used to determine whether a borrower will generate enough cash flow from day-to- day operations to cover its debt obligations?

a)

Bias to fail test

b)

Liquidity test

c)

Secondary source test

d)

Solvency test

29.

Special Mention Accounts were introduced as a new asset category between which two categories?

a)

Doubtful and Loss

b)

Standard and Doubtful

c)

Sub-standard and Doubtful

d)

Standard and Sub-standard

30.

Which type of structural mitigation is used to ensure that all intercompany transactions occur at arm’s length?

a)

Collateral

b)

Guarantee

c)

Monitoring

d)

Restrictive covenant

31.

What type of credit rating will most likely cause a borrower’s credit score to be adjusted downward because of an expected downturn in the borrower’s industry?

a)

Fail grade rating

b)

Single risk rating

c)

Facility risk rating

d)

External international rating

32.

Which describes the absolute priority rule with respect to payments made to creditors at default?

a)

Subordinated debt is paid before insolvency-related costs

b)

Available funds are paid first to the lowest ranked class until the borrower’s obligations are fully satisfied

c)

Available funds are paid first to the highest ranked class until the borrower’s obligations are fully satisfied.

d)

Distributions to each ranked class are paid out proportionately based on its percentage in the company's

capital structure

33.

What is the profit before tax and financial costs for a company with sales of INR 5,000,000, cost of goods sold of INR 2,600,000, operating expenses of INR 1,400,000, interest expense of INR 60,000 and tax expenses of INR 125,000?

a)

INR 815,000

b)

INR 940,000

c)

INR 1,000,000

d)

INR 1,185,000

34.

What is meant by the term “excess borrowings” under the Tandon Committee approach to lending?

a)

The amount borrowed exceeds current liabilities

b)

The liquidity level exceeds the minimum required

c)

The maximum permissible bank borrowings exceed current assets

d)

The minimum required net working capital exceeds the actual amount

35.

What type of credit rating is most appropriate to evaluate the credit risk of a group of borrowers that has never borrowed money before?

a)

Corporate family rating

b)

Issue rating

c)

Issuer rating

d)

Short-term rating

36.

Which item is evaluated more substantively when determining the amount of financing available to a company under the assessed bank finance method as compared to the maximum permissible bank finance method?

a)

Current ratio

b)

Assets

c)

Liquidity

d)

Trade payables

37.

How should a customer’s account activity be monitored to ensure end-use of funds?

a)

Review a percentage of all the transactions

b)

Scrutinize all the transactions regardless of value.

c)

Review the transactions above a threshold amount

d)

Browse through the account and investigate any unusual transaction

38.

Companies operating in which industry are most likely to have a high investment in fixed infrastructure assets, with little inventory?

a)

Electric utility

b)

Food retailing

c)

Home construction

d)

Financial services consulting

39.

Which factor will decrease a buyer’s market risk in the long term in conditions where the supplier has high bargaining power?

a)

Buyer’s ability to pay

b)

Increase in supplier’s market share

c)

High demand skilled workers are employed by the supplier

d)

Availability of substitute products in themarket

40.

What information should be reviewed in the periodic progress reports on implementation of a project to assess likelihood of meeting the loan repayment obligations?

a)

The project implementation is on schedule

b)

Funding is available to cover any cost overruns

c)

There are orders for the project outputs once completed

d)

Project reports have been approved by the lender’s engineer

41.

Why is management integrity the most critical factor when assessing the impact of management risk on a company’s credit risk?

a)

Management lacking integrity may prioritize payments to other external stakeholders

b)

A lack of integrity can result in a company using cash flows for purposes other than interest or loan payments

c)

A lack of integrity can result in a company’s underperformance and subsequent inability to meet its payment obligations

d)

A positive assessment of management integrity is necessary for a lender to be confident in the reliability of the information provided by the company

42.

What governing body for the Insolvency and Bankruptcy Code would set up accreditation for insolvency professionals and information utilities?

a)

Adjudicating Authority

b)

Debt Recovery Tribunal

c)

Insolvency Professional Agency

d)

Insolvency and Bankruptcy Board of India

43.

Which proposition is least likely to be considered for a term loan for its financing requirements?

a)

Expansion of a fleet of vehicles

b)

Capital expenditure for a powerplant

c)

An instalment financing construction project

d)

Daily working capital requirements for a small business

44.

What is the primary reason for reviewing external information when assessing a company’s credit quality?

a)

To evaluate any adverse press coverage of the company.

b)

To assess the company’s vulnerability to natural disasters

c)

To review any gradual economic changes that may affect the company’s industry

d)

To evaluate what developments may create opportunities for the company or adversely affect its performance.

45.

Which factor will most likely affect the length of time it takes to convert inventory to sales?

a)

Increased financing

b)

New products

c)

Management decisions

d)

Accounts payable growth

46.

What is the difference between a partnership firm and a Limited Liability Partnership (LLP)?

a)

If a partner dies a partnership firm continues to exist and an LLP dissolves

b)

An LLP is governed by the Indian Partnership Act and a partnership firm is governed by the Companies Act

c)

The income from a partnership firm stays within the firm and LLP income is personal income for the

partners

d)

An LLP is a separate legal entity from its members and a partnership is not a separate legalentity

47.

How many days is the short-term financing gap for a company with 47 trade receivables days, 68 inventory days and 63 trade payables days?

a)

42

b)

52

c)

84

d)

178

48.

What is the first step for a management team in order to achieve results through the efforts of others?

a)

Set the strategic direction

b)

Source the necessary resources

c)

Incentivise the organisation in an effective manner

d)

Manage the critical business operations on a daily and long-term basis

49.

What type of non-fund-based lending facility would a buyer of goods and services use to guarantee a one-time payment?

a)

Export credit

b)

Letter of Credit

c)

Term Loan

d)

Overdraft

50.

Which costs related to environmental hazards can have a significant negative impact on a company’s credit risk?

a)

Cost of insurance premiums

b)

Cost of hazardous waste clean-up

c)

Cost of compliance with environmental laws

d)

Cost of professional assessment of facilities for safety