đề 510

Q. 1: The formula for calculating the ceiling price of securities listed on the HOSE:

•    A. P = reference price x (1 + 7%) and round down 1 price step

•    B. P = reference price x (1 + 7 %) and round up to 1 price step

•    C. P = reference price x (1 – 7 %) and round up to 1 price step

•    D. P = reference price x (1+ reference price) and round up 1 price step

Q. 2: The range of stock price fluctuations when placing an order relative to the reference price allowed on the HOSE is:

•    A. +/- 7% for stocks and unlimited for bonds

•    B. +/- 10% for stocks and unlimited for bonds

•    C. +/- 5% for stocks and unlimited for bonds

•    D. None of these answers are correct

Q. 3: An ATO order is an order that is executed:

•    A. At the same time with the limit order

•    B. Before the limit order

•    C. After the limit order

•    D. None of the correct answers

Q. 4: A market order is:

•    A. Buy or sell securities at a certain price and defend on the market.

•    B. Buy or sell at market prices and hold until you can buy or sell.

•    C. Buy or sell at market price and will be transferred to limit order

•    D. There is no correct answer.

Q. 5: A limit order is:

•    A. Executed at the price specified by the investor or better

•    B. Priority execution before other types and at the best price

•    C. Executed at the execution price, or better

•    D. The seller and the buyer both have the same priorities.

Q. 6: The prioritization of buying or selling orders in the market is as follows:

•    A. Price, time, quantity.

•    B. Time, price, quantity.

•    C. Time, quantity, price.

•    D. Quantity, time, price.

Q. 7: One of the conditions for the initial public offering of shares in Vietnam is:

•    A. Having a minimum capital of 30 billion USD, business activities for the year immediately preceding the year of issuance registration must be profitable.

•    B. Having a minimum capital of 10 billion VND, business activities for the year immediately preceding the year of issuance registration must be profitable.

•    C. Having a minimum capital of 30 billion VND, business activities for 2 consecutive years before the year of registration must be profitable.

•    D. Having a minimum capital of 10 billion VND, business activities for 2 consecutive years before the year of registration must be profitable.

Q. 8: Company XYZ announced that it will conduct a stock merger, what will it do?

•    A. Decrease the market value of a share and increase the number of shares

•    B. Increase the market value of a share and decrease the number of shares

•    C. No change

•    D. Increase the market value of a share equivalent to the gross index.

Q. 9: Secondary market is

•    A. A place where businesses raise medium and long-term capital through the issuance of stocks and bonds.

•    B. A place to buy and sell securities of poor quality.

•    C. The stock market is underdeveloped.

•    D. Is a place to buy and sell issued securities.

Q. 10: Which of the following is true for short-selling securities?

•    A. Benefit from stock price appreciation

•    B. Prevent loss

•    C. Benefit from stock price decline

•    D. Limit risk